HERCULES CAPITAL INC

CUSIP: 427096AF9 Class: DBCV 4.375% 2/0

TENOR CAPITAL MANAGEMENT Co., L.P.'s Holding History (CIK: 0001346554)

Note: Option positions (PUT/CALL) are excluded.

Q1 2019
Shares 2,500,000 Value ($000) $2,482 Avg Close — Range —
Q4 2018
Shares 2,500,000 Value ($000) $2,433 Avg Close — Range —