HERCULES CAPITAL INC

CUSIP: 427096AF9 Class: DBCV 4.375% 2/0

Bank of New York Mellon Corp's Holding History (CIK: 0001390777)

Note: Option positions (PUT/CALL) are excluded.

Q4 2021
Shares 650,000 Value ($000) $675 Avg Close — Range —
Q3 2021
Shares 650,000 Value ($000) $684 Avg Close — Range —
Q2 2021
Shares 650,000 Value ($000) $688 Avg Close — Range —
Q1 2021
Shares 1,650,000 Value ($000) $1,691 Avg Close — Range —
Q4 2020
Shares 1,650,000 Value ($000) $1,724 Avg Close — Range —
Q3 2020
Shares 1,650,000 Value ($000) $1,667 Avg Close — Range —
Q2 2020
Shares 1,650,000 Value ($000) $1,650 Avg Close — Range —
Q1 2020
Shares 1,650,000 Value ($000) $1,485 Avg Close — Range —
Q4 2019
Shares 1,650,000 Value ($000) $1,696 Avg Close — Range —
Q3 2019
Shares 1,650,000 Value ($000) $1,696 Avg Close — Range —
Q2 2019
Shares 300,000 Value ($000) $300 Avg Close — Range —
Q1 2019
Shares 600,000 Value ($000) $582 Avg Close — Range —