HERCULES CAPITAL INC

CUSIP: 427096AF9 Class: DBCV 4.375% 2/0

RIVERNORTH CAPITAL MANAGEMENT, LLC's Holding History (CIK: 0001447578)

Note: Option positions (PUT/CALL) are excluded.

Q1 2021
Shares 4,000,000 Value ($000) $4,100 Avg Close — Range —
Q4 2020
Shares 6,000,000 Value ($000) $6,241 Avg Close — Range —
Q3 2020
Shares 6,000,000 Value ($000) $6,128 Avg Close — Range —
Q2 2020
Shares 6,000,000 Value ($000) $5,835 Avg Close — Range —