HERCULES CAPITAL INC

CUSIP: 427096AF9 Class: DBCV 4.375% 2/0

UNITED CAPITAL FINANCIAL ADVISORS, LLC's Holding History (CIK: 0001463217)

Note: Option positions (PUT/CALL) are excluded.

Q3 2021
Shares 5,000 Value ($000) $522 Avg Close — Range —
Q2 2021
Shares 5,000 Value ($000) $529 Avg Close — Range —