HERCULES CAPITAL INC

CUSIP: 427096AF9 Class: DBCV 4.375% 2/0

NEUBERGER BERMAN GROUP LLC's Holding History (CIK: 0001465109)

Note: Option positions (PUT/CALL) are excluded.

Q4 2018
Shares 1,350,000 Value ($000) $127,764 Avg Close — Range —
Q3 2018
Shares 700,000 Value ($000) $67,827 Avg Close — Range —