HERCULES CAPITAL INC

CUSIP: 427096AF9 Class: DBCV 4.375% 2/0

RWC Asset Management LLP's Holding History (CIK: 0001520478)

Note: Option positions (PUT/CALL) are excluded.

Q4 2020
Shares 400,000 Value ($000) $416 Avg Close — Range —
Q3 2020
Shares 400,000 Value ($000) $408 Avg Close — Range —
Q2 2020
Shares 400,000 Value ($000) $390 Avg Close — Range —
Q1 2020
Shares 200,000 Value ($000) $184 Avg Close — Range —
Q4 2019
Shares 200,000 Value ($000) $206 Avg Close — Range —
Q3 2019
Shares 200,000 Value ($000) $206 Avg Close — Range —
Q2 2019
Shares 200,000 Value ($000) $202 Avg Close — Range —
Q1 2019
Shares 200,000 Value ($000) $194 Avg Close — Range —
Q4 2018
Shares 200,000 Value ($000) $191 Avg Close — Range —
Q3 2018
Shares 200,000 Value ($000) $194 Avg Close — Range —