HERCULES CAPITAL INC

CUSIP: 427096AF9 Class: DBCV 4.375% 2/0

Wellesley Asset Management's Holding History (CIK: 0001533551)

Note: Option positions (PUT/CALL) are excluded.

Q1 2020
Shares 3,583 Value ($000) $3,296 Avg Close — Range —
Q4 2019
Shares 3,650 Value ($000) $3,737 Avg Close — Range —
Q3 2019
Shares 6,805 Value ($000) $6,984 Avg Close — Range —
Q2 2019
Shares 7,856 Value ($000) $7,878 Avg Close — Range —
Q1 2019
Shares 9,502 Value ($000) $9,304 Avg Close — Range —
Q4 2018
Shares 13,415 Value ($000) $12,729 Avg Close — Range —
Q3 2018
Shares 27,072 Value ($000) $26,299 Avg Close — Range —
Q2 2018
Shares 34,617 Value ($000) $34,566 Avg Close — Range —
Q1 2018
Shares 39,266 Value ($000) $39,828 Avg Close — Range —