HERCULES CAPITAL INC

CUSIP: 427096AF9 Class: DBCV 4.375% 2/0

Warberg Asset Management LLC's Holding History (CIK: 0001597506)

Note: Option positions (PUT/CALL) are excluded.

Q4 2021
Shares 10,304,000 Value ($000) $10,643 Avg Close — Range —
Q3 2021
Shares 4,004,000 Value ($000) $4,186 Avg Close — Range —
Q2 2021
Shares 2,755,000 Value ($000) $2,926 Avg Close — Range —