HERCULES CAPITAL INC

CUSIP: 427096AF9 Class: DBCV 4.375% 2/0

UBS Group AG's Holding History (CIK: 0001610520)

Note: Option positions (PUT/CALL) are excluded.

Q4 2021
Shares 5,000 Value ($000) $5 Avg Close — Range —
Q3 2021
Shares 5,000 Value ($000) $5 Avg Close — Range —
Q2 2021
Shares 5,000 Value ($000) $5 Avg Close — Range —