HERCULES CAPITAL INC

CUSIP: 427096AF9 Class: DBCV 4.375% 2/0

Alken Asset Management Ltd's Holding History (CIK: 0001629996)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019
Shares 700,000 Value ($000) $720 Avg Close — Range —
Q3 2019
Shares 700,000 Value ($000) $720 Avg Close — Range —
Q2 2019
Shares 700,000 Value ($000) $701 Avg Close — Range —
Q1 2019
Shares 150,000 Value ($000) $145 Avg Close — Range —