HERCULES CAPITAL INC

CUSIP: 427096AF9 Class: DBCV 4.375% 2/0

Russell Investments Group, Ltd.'s Holding History (CIK: 0001692234)

Note: Option positions (PUT/CALL) are excluded.

Q4 2020
Shares 2,993,000 Value ($000) $3,073 Avg Close — Range —
Q3 2020
Shares 2,870,000 Value ($000) $2,880 Avg Close — Range —
Q2 2020
Shares 2,815,000 Value ($000) $2,742 Avg Close — Range —
Q1 2020
Shares 3,721,000 Value ($000) $3,414 Avg Close — Range —
Q4 2019
Shares 3,473,000 Value ($000) $3,547 Avg Close — Range —
Q3 2019
Shares 2,313,000 Value ($000) $2,368 Avg Close — Range —
Q2 2019
Shares 2,242,000 Value ($000) $2,243 Avg Close — Range —
Q1 2019
Shares 2,743,000 Value ($000) $2,679 Avg Close — Range —
Q4 2018
Shares 1,500,000 Value ($000) $1,420 Avg Close — Range —
Q1 2018
Shares 4,060,000 Value ($000) $4,108 Avg Close — Range —