HERCULES CAPITAL INC

CUSIP: 427096AF9 Class: DBCV 4.375% 2/0

PIER 88 INVESTMENT PARTNERS LLC's Holding History (CIK: 0001697366)

Note: Option positions (PUT/CALL) are excluded.

Q2 2019
Shares 75,000 Value ($000) $75 Avg Close — Range —
Q1 2019
Shares 75,000 Value ($000) $73 Avg Close — Range —
Q4 2018
Shares 75,000 Value ($000) $71 Avg Close — Range —
Q3 2018
Shares 3,660,000 Value ($000) $3,547 Avg Close — Range —
Q2 2018
Shares 3,500,000 Value ($000) $3,486 Avg Close — Range —
Q1 2018
Shares 3,500,000 Value ($000) $3,541 Avg Close — Range —