HERCULES CAPITAL INC

CUSIP: 427096af9 Class: DBCV 4.375% 2/0

PALISADE CAPITAL MANAGEMENT, LP's Holding History (CIK: 0001009006)

Note: Option positions (PUT/CALL) are excluded.

Q1 2020
Shares 6,420,000 Value ($000) $5,834 Avg Close — Range —
Q4 2019
Shares 6,420,000 Value ($000) $6,609 Avg Close — Range —
Q3 2019
Shares 6,420,000 Value ($000) $6,613 Avg Close — Range —
Q2 2019
Shares 6,420,000 Value ($000) $6,432 Avg Close — Range —
Q1 2019
Shares 2,415,000 Value ($000) $2,367 Avg Close — Range —