HERITAGE OAKS BANCORP

CUSIP: 42724R107 Class: CMN

FIRST TRUST ADVISORS LP's Holding History (CIK: 0001125816)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016
Shares 22,278 Value ($000) $275 Avg Close — Range —
Q3 2016
Shares 10,784 Value ($000) $88 Avg Close — Range —
Q1 2016
Shares 32,898 Value ($000) $256 Avg Close — Range —
Q4 2015
Shares 41,678 Value ($000) $334 Avg Close — Range —