HERITAGE OAKS BANCORP

CUSIP: 42724R107 Class: CMN

GUGGENHEIM CAPITAL LLC's Holding History (CIK: 0001283072)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016
Shares 15,334 Value ($000) $189 Avg Close — Range —
Q2 2014
Shares 15,247 Value ($000) $117 Avg Close — Range —
Q1 2014
Shares 16,437 Value ($000) $133 Avg Close — Range —
Q4 2013
Shares 13,442 Value ($000) $100 Avg Close — Range —
Q3 2013
Shares 12,698 Value ($000) $81 Avg Close — Range —
Q2 2013
Shares 12,401 Value ($000) $77 Avg Close — Range —