HERITAGE OAKS BANCORP

CUSIP: 42724R107 Class: CMN

Phocas Financial Corp.'s Holding History (CIK: 0001356783)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017
Shares 1,023,199 Value ($000) $13,660 Avg Close — Range —
Q4 2016
Shares 1,160,750 Value ($000) $14,312 Avg Close — Range —
Q3 2016
Shares 1,162,024 Value ($000) $9,529 Avg Close — Range —
Q2 2016
Shares 1,091,151 Value ($000) $8,664 Avg Close — Range —
Q1 2016
Shares 1,025,058 Value ($000) $7,985 Avg Close — Range —
Q4 2015
Shares 1,067,688 Value ($000) $8,552 Avg Close — Range —
Q3 2015
Shares 993,273 Value ($000) $7,906 Avg Close — Range —
Q2 2015
Shares 913,598 Value ($000) $7,190 Avg Close — Range —
Q1 2015
Shares 729,625 Value ($000) $6,063 Avg Close — Range —
Q4 2014
Shares 422,234 Value ($000) $3,543 Avg Close — Range —
Q3 2014
Shares 439,396 Value ($000) $3,076 Avg Close — Range —
Q2 2014
Shares 426,209 Value ($000) $3,252 Avg Close — Range —