HERITAGE OAKS BANCORP

CUSIP: 42724R107 Class: CMN

PRELUDE CAPITAL MANAGEMENT, LLC's Holding History (CIK: 0001387508)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017
Shares 110,346 Value ($000) $1,473 Avg Close — Range —
Q4 2016
Shares 36,580 Value ($000) $451 Avg Close — Range —