HERZFELD CARIBBEAN BASIN FD

CUSIP: 42804T106 Class: CEF

FIRST MANHATTAN CO. LLC.'s Holding History (CIK: 0000728083)

Note: Option positions (PUT/CALL) are excluded.

Q3 2014
Shares 6,500 Value ($000) $52 Avg Close — Range —
Q2 2014
Shares 6,500 Value ($000) $52 Avg Close — Range —
Q1 2014
Shares 6,500 Value ($000) $53 Avg Close — Range —
Q4 2013
Shares 8,000 Value ($000) $64 Avg Close — Range —
Q3 2013
Shares 8,000 Value ($000) $70 Avg Close — Range —
Q2 2013
Shares 8,000 Value ($000) $69 Avg Close — Range —