HERZFELD CARIBBEAN BASIN FD

CUSIP: 42804T106 Class: CEF

DEUTSCHE BANK AG\'s Holding History (CIK: 0000948046)

Note: Option positions (PUT/CALL) are excluded.

Q2 2016
Shares 1,100 Value ($000) $6 Avg Close — Range —
Q1 2016
Shares 1,100 Value ($000) $7 Avg Close — Range —
Q4 2015
Shares 1,100 Value ($000) $7 Avg Close — Range —
Q3 2015
Shares 570 Value ($000) $3 Avg Close — Range —
Q2 2015
Shares 1,070 Value ($000) $10 Avg Close — Range —
Q1 2015
Shares 3,200 Value ($000) $28 Avg Close — Range —