HERZFELD CARIBBEAN BASIN FD

CUSIP: 42804T106 Class: CEF

D.A. DAVIDSON & CO.'s Holding History (CIK: 0001080107)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017
Shares 1,538 Value ($000) $10 Avg Close — Range —
Q3 2016
Shares 1,538 Value ($000) $9 Avg Close — Range —
Q4 2014
Shares 100 Value ($000) $0 Avg Close — Range —