HERZFELD CARIBBEAN BASIN FD

CUSIP: 42804T106 Class: CEF

GUGGENHEIM CAPITAL LLC's Holding History (CIK: 0001283072)

Note: Option positions (PUT/CALL) are excluded.

Q4 2018
Shares 62,038 Value ($000) $302 Avg Close — Range —
Q3 2018
Shares 58,144 Value ($000) $372 Avg Close — Range —
Q2 2018
Shares 23,380 Value ($000) $154 Avg Close — Range —
Q1 2018
Shares 17,250 Value ($000) $123 Avg Close — Range —