HERZFELD CARIBBEAN BASIN FD

CUSIP: 42804T106 Class: CEF

RIVERNORTH CAPITAL MANAGEMENT, LLC's Holding History (CIK: 0001447578)

Note: Option positions (PUT/CALL) are excluded.

Q2 2020
Shares 150,934 Value ($000) $558 Avg Close — Range —
Q1 2020
Shares 352,854 Value ($000) $1,226 Avg Close — Range —
Q4 2019
Shares 241,690 Value ($000) $1,600 Avg Close — Range —