HERZFELD CARIBBEAN BASIN FD

CUSIP: 42804T106 Class: CEF

Creative Planning's Holding History (CIK: 0001540235)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017
Shares 500 Value ($000) $4 Avg Close — Range —
Q4 2016
Shares 500 Value ($000) $3 Avg Close — Range —
Q3 2016
Shares 500 Value ($000) $3 Avg Close — Range —
Q2 2016
Shares 7,567 Value ($000) $46 Avg Close — Range —
Q1 2016
Shares 7,500 Value ($000) $53 Avg Close — Range —
Q4 2015
Shares 7,500 Value ($000) $50 Avg Close — Range —
Q3 2015
Shares 7,500 Value ($000) $53 Avg Close — Range —
Q1 2015
Shares 1,000 Value ($000) $9 Avg Close — Range —
Q4 2014
Shares 2,000 Value ($000) $18 Avg Close — Range —