HERZFELD CARIBBEAN BASIN FD

CUSIP: 42804T106 Class: CEF

Formidable Asset Management, LLC's Holding History (CIK: 0001592613)

Note: Option positions (PUT/CALL) are excluded.

Q4 2015
Shares 15,000 Value ($000) $99 Avg Close — Range —
Q3 2015
Shares 15,000 Value ($000) $15 Avg Close — Range —
Q2 2015
Shares 15,000 Value ($000) $142 Avg Close — Range —