HERZFELD CARIBBEAN BASIN FD

CUSIP: 42804T106 Class: CEF

Compagnie Lombard Odier SCmA's Holding History (CIK: 0001615423)

Note: Option positions (PUT/CALL) are excluded.

Q3 2017
Shares 16,732 Value ($000) $121 Avg Close — Range —
Q2 2017
Shares 16,732 Value ($000) $120 Avg Close — Range —
Q1 2017
Shares 16,732 Value ($000) $119 Avg Close — Range —
Q4 2016
Shares 16,408 Value ($000) $110 Avg Close — Range —
Q3 2016
Shares 16,408 Value ($000) $103 Avg Close — Range —
Q2 2016
Shares 16,408 Value ($000) $102 Avg Close — Range —
Q1 2016
Shares 16,408 Value ($000) $114 Avg Close — Range —
Q4 2015
Shares 16,000 Value ($000) $106 Avg Close — Range —
Q3 2015
Shares 16,000 Value ($000) $113 Avg Close — Range —