HERZFELD CARIBBEAN BASIN FD

CUSIP: 42804T106 Class: CEF

Golden State Wealth Management, LLC's Holding History (CIK: 0001776033)

Note: Option positions (PUT/CALL) are excluded.

Q1 2020
Shares 362 Value ($000) $1 Avg Close — Range —
Q3 2019
Shares 362 Value ($000) $2 Avg Close — Range —
Q2 2019
Shares 362 Value ($000) $2 Avg Close — Range —
Q1 2019
Shares 362 Value ($000) $2 Avg Close — Range —