HIGHLAND FDS I

CUSIP: 430101774 Class: HI LD IBOXX SRLN

B. Riley Wealth Advisors, Inc.'s Holding History (CIK: 0001464811)

Note: Option positions (PUT/CALL) are excluded.

Q4 2014
Shares 500 Value ($000) $10 Avg Close — Range —
Q2 2014
Shares 2,190 Value ($000) $43,645 Avg Close — Range —
Q1 2014
Shares 3,677 Value ($000) $73 Avg Close — Range —
Q4 2013
Shares 10,973 Value ($000) $219 Avg Close — Range —