HILLTOP HOLDINGS INC

Ticker: HTH CUSIP: 432748101 Class: Common Stock

NOMURA HOLDINGS INC's Holding History (CIK: 0001163653)

Note: Option positions (PUT/CALL) are excluded.

Q3 2014

Shares 10,742 Value ($000) $216 Avg Close $20.69 Range $19.32 - $22.39

Q1 2014

Shares 12,003 Value ($000) $285 Avg Close $23.77 Range $22.42 - $25.61

Q4 2013

Shares 38,293 Value ($000) $886 Avg Close $20.37 Range $17.09 - $24.05

Q2 2013

Shares 39,820 Value ($000) $652 Avg Close $14.87 Range $12.59 - $16.94

Q4 2012

Shares 14,200 Value ($000) $192 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2014	10,742	$216	$20.69	$19.32 - $22.39
Q1 2014	12,003	$285	$23.77	$22.42 - $25.61
Q4 2013	38,293	$886	$20.37	$17.09 - $24.05
Q2 2013	39,820	$652	$14.87	$12.59 - $16.94
Q4 2012	14,200	$192	—	—