HONG KONG EXCHANGES-UNSP ADR

Ticker: HKXCY CUSIP: 43858F109 Class: ADR

AMERIPRISE FINANCIAL INC's Holding History (CIK: 0000820027)

Note: Option positions (PUT/CALL) are excluded.

Q1 2016
Shares 9,048 Value ($000) $217 Avg Close — Range —
Q4 2015
Shares 15,994 Value ($000) $407 Avg Close — Range —
Q3 2015
Shares 12,243 Value ($000) $284 Avg Close — Range —
Q2 2015
Shares 17,325 Value ($000) $611 Avg Close — Range —
Q1 2015
Shares 18,757 Value ($000) $460 Avg Close — Range —
Q3 2014
Shares 3,271 Value ($000) $71 Avg Close — Range —
Q2 2014
Shares 3,248 Value ($000) $61 Avg Close — Range —
Q1 2014
Shares 1,977 Value ($000) $30 Avg Close — Range —
Q4 2013
Shares 4,964 Value ($000) $83 Avg Close — Range —
Q3 2013
Shares 4,507 Value ($000) $74 Avg Close — Range —
Q2 2013
Shares 5,137 Value ($000) $78 Avg Close — Range —