HONG KONG EXCHANGES-UNSP ADR

Ticker: HKXCY CUSIP: 43858F109 Class: ADR

THORNBURG INVESTMENT MANAGEMENT INC's Holding History (CIK: 0001145020)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017
Shares 814 Value ($000) $20 Avg Close — Range —
Q4 2016
Shares 1,209,259 Value ($000) $28,418 Avg Close — Range —
Q3 2016
Shares 1,362,330 Value ($000) $36,115 Avg Close — Range —
Q2 2016
Shares 1,465,141 Value ($000) $35,429 Avg Close — Range —
Q1 2016
Shares 1,530,641 Value ($000) $36,862 Avg Close — Range —
Q4 2015
Shares 1,197,030 Value ($000) $30,659 Avg Close — Range —
Q4 2013
Shares 3,960,576 Value ($000) $66,046 Avg Close — Range —
Q3 2013
Shares 4,268,222 Value ($000) $68,411 Avg Close — Range —
Q2 2013
Shares 4,206,376 Value ($000) $63,505 Avg Close — Range —