HOPE BANCORP INC

Ticker: HOPE CUSIP: 43940T109 Class: Common Stock

MACKAY SHIELDS LLC's Holding History (CIK: 0000061227)

Note: Option positions (PUT/CALL) are excluded.

Q1 2021

Shares 158,900 Value ($000) $2,393 Avg Close $13.28 Range $10.65 - $16.61

Q4 2020

Shares 288,400 Value ($000) $3,147 Avg Close $9.31 Range $7.37 - $11.19

Q3 2020

Shares 273,400 Value ($000) $2,073 Avg Close $8.36 Range $7.03 - $9.39

Q2 2020

Shares 139,700 Value ($000) $1,288 Avg Close $8.96 Range $7.10 - $11.35

Q2 2019

Shares 38,200 Value ($000) $527 Avg Close $13.64 Range $12.79 - $14.55

Q1 2019

Shares 39,100 Value ($000) $512 Avg Close $13.95 Range $11.72 - $14.95

Q4 2018

Shares 39,100 Value ($000) $464 Avg Close $14.31 Range $11.37 - $16.80

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2021	158,900	$2,393	$13.28	$10.65 - $16.61
Q4 2020	288,400	$3,147	$9.31	$7.37 - $11.19
Q3 2020	273,400	$2,073	$8.36	$7.03 - $9.39
Q2 2020	139,700	$1,288	$8.96	$7.10 - $11.35
Q2 2019	38,200	$527	$13.64	$12.79 - $14.55
Q1 2019	39,100	$512	$13.95	$11.72 - $14.95
Q4 2018	39,100	$464	$14.31	$11.37 - $16.80