HOPE BANCORP INC

Ticker: HOPE CUSIP: 43940T109 Class: Common Stock

KINGDON CAPITAL MANAGEMENT, L.L.C.'s Holding History (CIK: 0001000097)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 316,339 Value ($000) $5,495 Avg Close $16.20 Range $14.16 - $17.48