HOPE BANCORP INC

CUSIP: 43940TAB5 Class: NOTE 2.000% 5/1

OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AM's Holding History (CIK: 0001132716)

Note: Option positions (PUT/CALL) are excluded.

Q2 2021
Shares 1,000,000 Value ($000) $983,000 Avg Close — Range —
Q1 2021
Shares 1,000,000 Value ($000) $986,000 Avg Close — Range —
Q4 2020
Shares 13,790,000 Value ($000) $12,728,000 Avg Close — Range —
Q3 2020
Shares 21,290,000 Value ($000) $17,458,000 Avg Close — Range —
Q2 2020
Shares 21,290,000 Value ($000) $17,351,000 Avg Close — Range —
Q1 2020
Shares 12,590,000 Value ($000) $10,513,000 Avg Close — Range —
Q4 2019
Shares 6,000,000 Value ($000) $5,631,000 Avg Close — Range —
Q3 2019
Shares 12,000,000 Value ($000) $11,060,000 Avg Close — Range —
Q2 2019
Shares 21,500,000 Value ($000) $19,576,000 Avg Close — Range —