HORIZON TECHNOLOGY FIN CORP

Ticker: HRZN CUSIP: 44045A102 Class: COMMON STOCK

STATE STREET CORP's Holding History (CIK: 0000093751)

Note: Option positions (PUT/CALL) are excluded.

Q1 2014

Shares 103,058 Value ($000) $1,289 Avg Close $3.61 Range $3.16 - $3.80

Q4 2013

Shares 101,523 Value ($000) $1,445 Avg Close $3.48 Range $3.22 - $3.69

Q3 2013

Shares 101,897 Value ($000) $1,357 Avg Close $3.40 Range $3.25 - $3.57

Q2 2013

Shares 103,363 Value ($000) $1,419 Avg Close $3.38 Range $3.10 - $3.55

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2014	103,058	$1,289	$3.61	$3.16 - $3.80
Q4 2013	101,523	$1,445	$3.48	$3.22 - $3.69
Q3 2013	101,897	$1,357	$3.40	$3.25 - $3.57
Q2 2013	103,363	$1,419	$3.38	$3.10 - $3.55