HORIZON TECHNOLOGY FIN CORP

Ticker: HRZN CUSIP: 44045A102 Class: COMMON STOCK

TCW GROUP INC's Holding History (CIK: 0000850401)

Note: Option positions (PUT/CALL) are excluded.

Q4 2015

Shares 34,500 Value ($000) $405 Avg Close $3.41 Range $2.78 - $3.92

Q3 2015

Shares 44,000 Value ($000) $398 Avg Close $3.24 Range $2.76 - $3.79

Q2 2015

Shares 44,000 Value ($000) $558 Avg Close $4.04 Range $3.72 - $4.23

Q1 2015

Shares 38,600 Value ($000) $533 Avg Close $3.99 Range $3.75 - $4.22

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2015	34,500	$405	$3.41	$2.78 - $3.92
Q3 2015	44,000	$398	$3.24	$2.76 - $3.79
Q2 2015	44,000	$558	$4.04	$3.72 - $4.23
Q1 2015	38,600	$533	$3.99	$3.75 - $4.22