HORIZON TECHNOLOGY FIN CORP

Ticker: HRZN CUSIP: 44045A102 Class: COMMON STOCK

CHARLES SCHWAB INVESTMENT MANAGEMENT INC's Holding History (CIK: 0000884546)

Note: Option positions (PUT/CALL) are excluded.

Q1 2014

Shares 11,100 Value ($000) $139 Avg Close $3.61 Range $3.16 - $3.80

Q4 2013

Shares 11,100 Value ($000) $158 Avg Close $3.48 Range $3.22 - $3.69

Q3 2013

Shares 11,100 Value ($000) $149 Avg Close $3.40 Range $3.25 - $3.57

Q2 2013

Shares 11,100 Value ($000) $157 Avg Close $3.38 Range $3.10 - $3.55

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2014	11,100	$139	$3.61	$3.16 - $3.80
Q4 2013	11,100	$158	$3.48	$3.22 - $3.69
Q3 2013	11,100	$149	$3.40	$3.25 - $3.57
Q2 2013	11,100	$157	$3.38	$3.10 - $3.55