HORIZON TECHNOLOGY FIN CORP

Ticker: HRZN CUSIP: 44045A102 Class: COMMON STOCK

ALLIANCEBERNSTEIN L.P.'s Holding History (CIK: 0001109448)

Note: Option positions (PUT/CALL) are excluded.

Q1 2014

Shares 918 Value ($000) $11 Avg Close $3.61 Range $3.16 - $3.80

Q4 2013

Shares 62 Value ($000) $1 Avg Close $3.48 Range $3.22 - $3.69

Q3 2013

Shares 1,544 Value ($000) $21 Avg Close $3.40 Range $3.25 - $3.57

Q2 2013

Shares 2,600 Value ($000) $36 Avg Close $3.38 Range $3.10 - $3.55

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2014	918	$11	$3.61	$3.16 - $3.80
Q4 2013	62	$1	$3.48	$3.22 - $3.69
Q3 2013	1,544	$21	$3.40	$3.25 - $3.57
Q2 2013	2,600	$36	$3.38	$3.10 - $3.55