HORIZON TECHNOLOGY FIN CORP

Ticker: HRZN CUSIP: 44045A102 Class: COMMON STOCK

Radcliffe Capital Management, L.P.'s Holding History (CIK: 0001218275)

Note: Option positions (PUT/CALL) are excluded.

Q2 2016

Shares 11,400 Value ($000) $139 Avg Close $3.89 Range $3.65 - $4.13

Q1 2016

Shares 11,400 Value ($000) $132 Avg Close $3.44 Range $2.87 - $3.92

Q4 2015

Shares 11,400 Value ($000) $134 Avg Close $3.41 Range $2.78 - $3.92

Q3 2015

Shares 11,400 Value ($000) $103 Avg Close $3.24 Range $2.76 - $3.79

Period	Shares	Value ($000)	Average Close	Price Range
Q2 2016	11,400	$139	$3.89	$3.65 - $4.13
Q1 2016	11,400	$132	$3.44	$2.87 - $3.92
Q4 2015	11,400	$134	$3.41	$2.78 - $3.92
Q3 2015	11,400	$103	$3.24	$2.76 - $3.79