HORIZON TECHNOLOGY FIN CORP

Ticker: HRZN CUSIP: 44045A102 Class: COMMON STOCK

GUGGENHEIM CAPITAL LLC's Holding History (CIK: 0001283072)

Note: Option positions (PUT/CALL) are excluded.

Q3 2019

Shares 15,660 Value ($000) $185 Avg Close $5.59 Range $5.44 - $5.78

Q4 2018

Shares 86,119 Value ($000) $969 Avg Close $4.93 Range $4.34 - $5.22

Q3 2018

Shares 132,350 Value ($000) $1,510 Avg Close $4.65 Range $4.21 - $5.04

Q2 2018

Shares 139,117 Value ($000) $1,402 Avg Close $4.20 Range $4.07 - $4.38

Q1 2018

Shares 167,108 Value ($000) $1,736 Avg Close $4.36 Range $4.07 - $4.68

Q4 2017

Shares 197,291 Value ($000) $2,214 Avg Close $4.29 Range $4.08 - $4.45

Q3 2017

Shares 205,445 Value ($000) $2,283 Avg Close $4.13 Range $3.67 - $4.42

Q2 2017

Shares 216,556 Value ($000) $2,454 Avg Close $4.16 Range $4.02 - $4.30

Q1 2017

Shares 195,553 Value ($000) $2,177 Avg Close $3.98 Range $3.61 - $4.20

Q4 2016

Shares 166,046 Value ($000) $1,748 Avg Close $4.11 Range $3.35 - $4.76

Q3 2016

Shares 130,474 Value ($000) $1,769 Avg Close $4.57 Range $4.11 - $4.75

Q2 2016

Shares 72,216 Value ($000) $881 Avg Close $3.89 Range $3.65 - $4.13

Q1 2016

Shares 47,035 Value ($000) $546 Avg Close $3.44 Range $2.87 - $3.92

Q4 2015

Shares 30,049 Value ($000) $352 Avg Close $3.41 Range $2.78 - $3.92

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2019	15,660	$185	$5.59	$5.44 - $5.78
Q4 2018	86,119	$969	$4.93	$4.34 - $5.22
Q3 2018	132,350	$1,510	$4.65	$4.21 - $5.04
Q2 2018	139,117	$1,402	$4.20	$4.07 - $4.38
Q1 2018	167,108	$1,736	$4.36	$4.07 - $4.68
Q4 2017	197,291	$2,214	$4.29	$4.08 - $4.45
Q3 2017	205,445	$2,283	$4.13	$3.67 - $4.42
Q2 2017	216,556	$2,454	$4.16	$4.02 - $4.30
Q1 2017	195,553	$2,177	$3.98	$3.61 - $4.20
Q4 2016	166,046	$1,748	$4.11	$3.35 - $4.76
Q3 2016	130,474	$1,769	$4.57	$4.11 - $4.75
Q2 2016	72,216	$881	$3.89	$3.65 - $4.13
Q1 2016	47,035	$546	$3.44	$2.87 - $3.92
Q4 2015	30,049	$352	$3.41	$2.78 - $3.92