HORIZON TECHNOLOGY FIN CORP

Ticker: HRZN CUSIP: 44045A102 Class: COMMON STOCK

Advisors Asset Management, Inc.'s Holding History (CIK: 0001297376)

Note: Option positions (PUT/CALL) are excluded.

Q3 2024

Shares 69,345 Value ($000) $739 Avg Close $8.83 Range $8.08 - $9.62

Q2 2024

Shares 76,035 Value ($000) $915 Avg Close $8.75 Range $8.24 - $9.25

Q1 2024

Shares 126,277 Value ($000) $1,436 Avg Close $9.18 Range $8.22 - $9.86

Q4 2023

Shares 127,939 Value ($000) $1,685 Avg Close $8.65 Range $7.55 - $9.69

Q3 2023

Shares 213,030 Value ($000) $2,531 Avg Close $8.43 Range $7.91 - $9.17

Q2 2023

Shares 214,308 Value ($000) $2,589 Avg Close $8.02 Range $7.21 - $9.04

Q1 2023

Shares 287,234 Value ($000) $3,240 Avg Close $7.77 Range $6.62 - $8.40

Q4 2022

Shares 273,064 Value ($000) $3,168 Avg Close $7.59 Range $6.03 - $8.45

Q3 2022

Shares 271,106 Value ($000) $2,714 Avg Close $7.58 Range $6.10 - $8.57

Q2 2022

Shares 255,584 Value ($000) $2,949 Avg Close $7.53 Range $6.42 - $8.56

Q1 2022

Shares 262,733 Value ($000) $3,652 Avg Close $8.87 Range $7.79 - $9.64

Q4 2021

Shares 249,486 Value ($000) $3,972 Avg Close $9.73 Range $9.02 - $10.96

Q3 2021

Shares 232,234 Value ($000) $3,776 Avg Close $9.64 Range $9.15 - $10.04

Q2 2021

Shares 194,941 Value ($000) $3,367 Avg Close $9.19 Range $7.94 - $10.02

Q1 2021

Shares 167,412 Value ($000) $2,407 Avg Close $7.59 Range $6.65 - $8.38

Q4 2020

Shares 160,586 Value ($000) $2,126 Avg Close $6.66 Range $5.86 - $7.21

Q3 2020

Shares 168,008 Value ($000) $2,063 Avg Close $6.17 Range $5.56 - $6.61

Q2 2020

Shares 196,693 Value ($000) $2,144 Avg Close $5.10 Range $3.21 - $6.24

Q1 2020

Shares 171,886 Value ($000) $1,396 Avg Close $5.77 Range $2.25 - $6.68

Q4 2019

Shares 187,789 Value ($000) $2,428 Avg Close $5.89 Range $5.45 - $6.28

Q3 2019

Shares 197,042 Value ($000) $2,331 Avg Close $5.59 Range $5.44 - $5.78

Q2 2019

Shares 221,094 Value ($000) $2,609 Avg Close $5.37 Range $5.22 - $5.49

Q1 2019

Shares 252,695 Value ($000) $2,979 Avg Close $5.43 Range $4.83 - $6.02

Q4 2018

Shares 239,670 Value ($000) $2,696 Avg Close $4.93 Range $4.34 - $5.22

Q3 2018

Shares 204,481 Value ($000) $2,333 Avg Close $4.65 Range $4.21 - $5.04

Q2 2018

Shares 244,227 Value ($000) $2,462 Avg Close $4.20 Range $4.07 - $4.38

Q1 2018

Shares 315,743 Value ($000) $3,274 Avg Close $4.36 Range $4.07 - $4.68

Q4 2017

Shares 310,191 Value ($000) $3,480 Avg Close $4.29 Range $4.08 - $4.45

Q3 2017

Shares 349,600 Value ($000) $3,884 Avg Close $4.13 Range $3.67 - $4.42

Q2 2017

Shares 322,382 Value ($000) $3,653 Avg Close $4.16 Range $4.02 - $4.30

Q1 2017

Shares 372,288 Value ($000) $4,144 Avg Close $3.98 Range $3.61 - $4.20

Q4 2016

Shares 467,477 Value ($000) $4,923 Avg Close $4.11 Range $3.35 - $4.76

Q3 2016

Shares 493,040 Value ($000) $6,686 Avg Close $4.57 Range $4.11 - $4.75

Q2 2016

Shares 491,590 Value ($000) $5,997 Avg Close $3.89 Range $3.65 - $4.13

Q1 2016

Shares 740,975 Value ($000) $8,603 Avg Close $3.44 Range $2.87 - $3.92

Q4 2015

Shares 770,625 Value ($000) $9,039 Avg Close $3.41 Range $2.78 - $3.92

Q3 2015

Shares 888,786 Value ($000) $8,044 Avg Close $3.24 Range $2.76 - $3.79

Q2 2015

Shares 906,136 Value ($000) $11,490 Avg Close $4.04 Range $3.72 - $4.23

Q1 2015

Shares 843,120 Value ($000) $11,652 Avg Close $3.99 Range $3.75 - $4.22

Q4 2014

Shares 785,171 Value ($000) $10,985 Avg Close $3.88 Range $3.65 - $4.02

Q3 2014

Shares 700,454 Value ($000) $9,428 Avg Close $3.85 Range $3.49 - $3.97

Q2 2014

Shares 503,735 Value ($000) $7,365 Avg Close $3.60 Range $3.26 - $4.05

Q1 2014

Shares 143,893 Value ($000) $1,800 Avg Close $3.61 Range $3.16 - $3.80

Q4 2013

Shares 21,497 Value ($000) $305 Avg Close $3.48 Range $3.22 - $3.69

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2024	69,345	$739	$8.83	$8.08 - $9.62
Q2 2024	76,035	$915	$8.75	$8.24 - $9.25
Q1 2024	126,277	$1,436	$9.18	$8.22 - $9.86
Q4 2023	127,939	$1,685	$8.65	$7.55 - $9.69
Q3 2023	213,030	$2,531	$8.43	$7.91 - $9.17
Q2 2023	214,308	$2,589	$8.02	$7.21 - $9.04
Q1 2023	287,234	$3,240	$7.77	$6.62 - $8.40
Q4 2022	273,064	$3,168	$7.59	$6.03 - $8.45
Q3 2022	271,106	$2,714	$7.58	$6.10 - $8.57
Q2 2022	255,584	$2,949	$7.53	$6.42 - $8.56
Q1 2022	262,733	$3,652	$8.87	$7.79 - $9.64
Q4 2021	249,486	$3,972	$9.73	$9.02 - $10.96
Q3 2021	232,234	$3,776	$9.64	$9.15 - $10.04
Q2 2021	194,941	$3,367	$9.19	$7.94 - $10.02
Q1 2021	167,412	$2,407	$7.59	$6.65 - $8.38
Q4 2020	160,586	$2,126	$6.66	$5.86 - $7.21
Q3 2020	168,008	$2,063	$6.17	$5.56 - $6.61
Q2 2020	196,693	$2,144	$5.10	$3.21 - $6.24
Q1 2020	171,886	$1,396	$5.77	$2.25 - $6.68
Q4 2019	187,789	$2,428	$5.89	$5.45 - $6.28
Q3 2019	197,042	$2,331	$5.59	$5.44 - $5.78
Q2 2019	221,094	$2,609	$5.37	$5.22 - $5.49
Q1 2019	252,695	$2,979	$5.43	$4.83 - $6.02
Q4 2018	239,670	$2,696	$4.93	$4.34 - $5.22
Q3 2018	204,481	$2,333	$4.65	$4.21 - $5.04
Q2 2018	244,227	$2,462	$4.20	$4.07 - $4.38
Q1 2018	315,743	$3,274	$4.36	$4.07 - $4.68
Q4 2017	310,191	$3,480	$4.29	$4.08 - $4.45
Q3 2017	349,600	$3,884	$4.13	$3.67 - $4.42
Q2 2017	322,382	$3,653	$4.16	$4.02 - $4.30
Q1 2017	372,288	$4,144	$3.98	$3.61 - $4.20
Q4 2016	467,477	$4,923	$4.11	$3.35 - $4.76
Q3 2016	493,040	$6,686	$4.57	$4.11 - $4.75
Q2 2016	491,590	$5,997	$3.89	$3.65 - $4.13
Q1 2016	740,975	$8,603	$3.44	$2.87 - $3.92
Q4 2015	770,625	$9,039	$3.41	$2.78 - $3.92
Q3 2015	888,786	$8,044	$3.24	$2.76 - $3.79
Q2 2015	906,136	$11,490	$4.04	$3.72 - $4.23
Q1 2015	843,120	$11,652	$3.99	$3.75 - $4.22
Q4 2014	785,171	$10,985	$3.88	$3.65 - $4.02
Q3 2014	700,454	$9,428	$3.85	$3.49 - $3.97
Q2 2014	503,735	$7,365	$3.60	$3.26 - $4.05
Q1 2014	143,893	$1,800	$3.61	$3.16 - $3.80
Q4 2013	21,497	$305	$3.48	$3.22 - $3.69