HORIZON TECHNOLOGY FIN CORP

Ticker: HRZN CUSIP: 44045A102 Class: COMMON STOCK

Yorktown Management & Research Co Inc's Holding History (CIK: 0001313559)

Note: Option positions (PUT/CALL) are excluded.

Q4 2013

Shares 288,000 Value ($000) $4,092 Avg Close $3.48 Range $3.22 - $3.69

Q3 2013

Shares 288,000 Value ($000) $3,836 Avg Close $3.40 Range $3.25 - $3.57

Q2 2013

Shares 300,000 Value ($000) $4,122 Avg Close $3.38 Range $3.10 - $3.55

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2013	288,000	$4,092	$3.48	$3.22 - $3.69
Q3 2013	288,000	$3,836	$3.40	$3.25 - $3.57
Q2 2013	300,000	$4,122	$3.38	$3.10 - $3.55