HORIZON TECHNOLOGY FIN CORP

Ticker: HRZN CUSIP: 44045A102 Class: COMMON STOCK

Allen Investment Management LLC's Holding History (CIK: 0001326234)

Note: Option positions (PUT/CALL) are excluded.

Q1 2014

Shares 46,612 Value ($000) $583 Avg Close $3.61 Range $3.16 - $3.80

Q4 2013

Shares 13,332 Value ($000) $189 Avg Close $3.48 Range $3.22 - $3.69

Q3 2013

Shares 12,192 Value ($000) $162 Avg Close $3.40 Range $3.25 - $3.57

Q2 2013

Shares 11,893 Value ($000) $163 Avg Close $3.38 Range $3.10 - $3.55

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2014	46,612	$583	$3.61	$3.16 - $3.80
Q4 2013	13,332	$189	$3.48	$3.22 - $3.69
Q3 2013	12,192	$162	$3.40	$3.25 - $3.57
Q2 2013	11,893	$163	$3.38	$3.10 - $3.55