HORIZON TECHNOLOGY FIN CORP

Ticker: HRZN CUSIP: 44045A102 Class: COMMON STOCK

FOUNDERS FINANCIAL SECURITIES LLC's Holding History (CIK: 0001342396)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018
Shares 10,543 Value ($000) $110 Avg Close $4.36 Range $4.07 - $4.68
Q4 2017
Shares 10,472 Value ($000) $117 Avg Close $4.29 Range $4.08 - $4.45
Q3 2017
Shares 11,252 Value ($000) $125 Avg Close $4.13 Range $3.67 - $4.42
Q2 2017
Shares 12,250 Value ($000) $139 Avg Close $4.16 Range $4.02 - $4.30
Q1 2017
Shares 12,646 Value ($000) $141 Avg Close $3.98 Range $3.61 - $4.20
Q4 2016
Shares 10,055 Value ($000) $106 Avg Close $4.11 Range $3.35 - $4.76
Q2 2016
Shares 15,866 Value ($000) $194 Avg Close $3.89 Range $3.65 - $4.13
Q1 2016
Shares 16,200 Value ($000) $188 Avg Close $3.44 Range $2.87 - $3.92