HORIZON TECHNOLOGY FIN CORP

Ticker: HRZN CUSIP: 44045A102 Class: COMMON STOCK

GSA CAPITAL PARTNERS LLP's Holding History (CIK: 0001362033)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016

Shares 10,055 Value ($000) $106 Avg Close $4.11 Range $3.35 - $4.76

Q3 2016

Shares 39,700 Value ($000) $538 Avg Close $4.57 Range $4.11 - $4.75

Q2 2016

Shares 38,800 Value ($000) $473 Avg Close $3.89 Range $3.65 - $4.13

Q1 2016

Shares 51,900 Value ($000) $603 Avg Close $3.44 Range $2.87 - $3.92

Q4 2015

Shares 44,500 Value ($000) $522 Avg Close $3.41 Range $2.78 - $3.92

Q3 2015

Shares 26,569 Value ($000) $240 Avg Close $3.24 Range $2.76 - $3.79

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2016	10,055	$106	$4.11	$3.35 - $4.76
Q3 2016	39,700	$538	$4.57	$4.11 - $4.75
Q2 2016	38,800	$473	$3.89	$3.65 - $4.13
Q1 2016	51,900	$603	$3.44	$2.87 - $3.92
Q4 2015	44,500	$522	$3.41	$2.78 - $3.92
Q3 2015	26,569	$240	$3.24	$2.76 - $3.79