HORIZON TECHNOLOGY FIN CORP

Ticker: HRZN CUSIP: 44045A102 Class: COMMON STOCK

PRELUDE CAPITAL MANAGEMENT, LLC's Holding History (CIK: 0001387508)

Note: Option positions (PUT/CALL) are excluded.

Q2 2016

Shares 1,100 Value ($000) $13 Avg Close $3.89 Range $3.65 - $4.13

Q3 2015

Shares 1,100 Value ($000) $10 Avg Close $3.24 Range $2.76 - $3.79

Q2 2015

Shares 1,100 Value ($000) $14 Avg Close $4.04 Range $3.72 - $4.23

Period	Shares	Value ($000)	Average Close	Price Range
Q2 2016	1,100	$13	$3.89	$3.65 - $4.13
Q3 2015	1,100	$10	$3.24	$2.76 - $3.79
Q2 2015	1,100	$14	$4.04	$3.72 - $4.23