HORIZON TECHNOLOGY FIN CORP

Ticker: HRZN CUSIP: 44045A102 Class: COMMON STOCK

Bank of New York Mellon Corp's Holding History (CIK: 0001390777)

Note: Option positions (PUT/CALL) are excluded.

Q1 2014

Shares 25,467 Value ($000) $318 Avg Close $3.61 Range $3.16 - $3.80

Q4 2013

Shares 25,570 Value ($000) $363 Avg Close $3.48 Range $3.22 - $3.69

Q3 2013

Shares 122,265 Value ($000) $1,628 Avg Close $3.40 Range $3.25 - $3.57

Q2 2013

Shares 107,521 Value ($000) $1,477 Avg Close $3.38 Range $3.10 - $3.55

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2014	25,467	$318	$3.61	$3.16 - $3.80
Q4 2013	25,570	$363	$3.48	$3.22 - $3.69
Q3 2013	122,265	$1,628	$3.40	$3.25 - $3.57
Q2 2013	107,521	$1,477	$3.38	$3.10 - $3.55