HORIZON TECHNOLOGY FIN CORP

Ticker: HRZN CUSIP: 44045A102 Class: COMMON STOCK

CAPSTONE INVESTMENT ADVISORS, LLC's Holding History (CIK: 0001426196)

Note: Option positions (PUT/CALL) are excluded.

Q1 2024

Shares 10,900 Value ($000) $124 Avg Close $9.18 Range $8.22 - $9.86

Q4 2023

Shares 10,000 Value ($000) $132 Avg Close $8.65 Range $7.55 - $9.69

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2024	10,900	$124	$9.18	$8.22 - $9.86
Q4 2023	10,000	$132	$8.65	$7.55 - $9.69