HORIZON TECHNOLOGY FIN CORP

Ticker: HRZN CUSIP: 44045A102 Class: COMMON STOCK

Ground Swell Capital, LLC's Holding History (CIK: 0001534450)

Note: Option positions (PUT/CALL) are excluded.

Q3 2014

Shares 800 Value ($000) $11 Avg Close $3.85 Range $3.49 - $3.97

Q2 2014

Shares 909 Value ($000) $13 Avg Close $3.60 Range $3.26 - $4.05

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2014	800	$11	$3.85	$3.49 - $3.97
Q2 2014	909	$13	$3.60	$3.26 - $4.05