HORIZON TECHNOLOGY FIN CORP

Ticker: HRZN CUSIP: 44045A102 Class: COMMON STOCK

Creative Planning's Holding History (CIK: 0001540235)

Note: Option positions (PUT/CALL) are excluded.

Q2 2017
Shares 500 Value ($000) $6 Avg Close $4.16 Range $4.02 - $4.30
Q1 2017
Shares 500 Value ($000) $6 Avg Close $3.98 Range $3.61 - $4.20
Q4 2016
Shares 8,500 Value ($000) $90 Avg Close $4.11 Range $3.35 - $4.76
Q3 2016
Shares 4,500 Value ($000) $61 Avg Close $4.57 Range $4.11 - $4.75
Q2 2016
Shares 200 Value ($000) $2 Avg Close $3.89 Range $3.65 - $4.13
Q1 2016
Shares 375 Value ($000) $4 Avg Close $3.44 Range $2.87 - $3.92
Q4 2015
Shares 2,175 Value ($000) $26 Avg Close $3.41 Range $2.78 - $3.92
Q3 2015
Shares 2,000 Value ($000) $18 Avg Close $3.24 Range $2.76 - $3.79
Q1 2015
Shares 2,000 Value ($000) $28 Avg Close $3.99 Range $3.75 - $4.22
Q4 2014
Shares 2,000 Value ($000) $28 Avg Close $3.88 Range $3.65 - $4.02
Q3 2014
Shares 2,200 Value ($000) $30 Avg Close $3.85 Range $3.49 - $3.97
Q2 2014
Shares 2,000 Value ($000) $29 Avg Close $3.60 Range $3.26 - $4.05
Q1 2014
Shares 2,000 Value ($000) $25 Avg Close $3.61 Range $3.16 - $3.80
Q4 2013
Shares 3,041 Value ($000) $43 Avg Close $3.48 Range $3.22 - $3.69
Q3 2013
Shares 2,000 Value ($000) $27 Avg Close $3.40 Range $3.25 - $3.57
Q2 2013
Shares 2,000 Value ($000) $27 Avg Close $3.38 Range $3.10 - $3.55