HORIZON TECHNOLOGY FIN CORP

Ticker: HRZN CUSIP: 44045A102 Class: COMMON STOCK

Gradient Investments LLC's Holding History (CIK: 0001542265)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016

Shares 1,500 Value ($000) $16 Avg Close $4.11 Range $3.35 - $4.76

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2016	1,500	$16	$4.11	$3.35 - $4.76